CIP-004-AB-7 & CIP-011-AB-3
Consultation has concluded
Decision Issued
On March 14, 2024, the AESO forwarded a Forwarding Notice with the Alberta Utilities Commission (AUC) requesting approval of the proposed new CIP-004-AB-7, CIP-011-AB-3, AND CIP-PLAN-AB-3, and retirement of existing CIP-004-AB-5.1, CIP-011-AB-1, and CIP-PLAN-AB-2 (CIP-004-AB-7 & CIP-011-AB-3).
In Decision 28903-D01-2024, dated May 2, 2024, the AUC approved adoption of proposed new CIP-004-AB-7 & CIP-011-AB-3.
CIP-004-AB-7 & CIP-011-AB-3 will become effective on April 1, 2026. Early compliance with CIP-004-AB-7 and CIP-011-AB-3 is available as set out in CIP-PLAN-AB-3.
Background
The AESO consulted with Stakeholders on CIP-004-AB-7 and CIP-011-AB-3 (adoption of CIP-004-AB-7, CIP-011-AB-3, and CIP-PLAN-AB-2 and the retirement of existing CIP-004-AB-5.1, CIP-011-AB-1, and CIP-PLAN-AB-2) which are focused on addressing new cyber security challenges facing the Alberta Interconnected Electric System (AIES).
The purpose of CIP-004-AB-7 is to minimize BES Cyber Systems' risk from unauthorized access by requiring personnel risk assessment, training, and security awareness to protect the Bulk Electric System (BES) against compromise, misoperation, or instability.
CIP-011-AB-3 aims to safeguard BES Cyber System Information (BCSI) by specifying protection requirements, ensuring the security of BES Cyber Systems against compromise that could affect BES stability and operation.
Decision Issued
On March 14, 2024, the AESO forwarded a Forwarding Notice with the Alberta Utilities Commission (AUC) requesting approval of the proposed new CIP-004-AB-7, CIP-011-AB-3, AND CIP-PLAN-AB-3, and retirement of existing CIP-004-AB-5.1, CIP-011-AB-1, and CIP-PLAN-AB-2 (CIP-004-AB-7 & CIP-011-AB-3).
In Decision 28903-D01-2024, dated May 2, 2024, the AUC approved adoption of proposed new CIP-004-AB-7 & CIP-011-AB-3.
CIP-004-AB-7 & CIP-011-AB-3 will become effective on April 1, 2026. Early compliance with CIP-004-AB-7 and CIP-011-AB-3 is available as set out in CIP-PLAN-AB-3.
Background
The AESO consulted with Stakeholders on CIP-004-AB-7 and CIP-011-AB-3 (adoption of CIP-004-AB-7, CIP-011-AB-3, and CIP-PLAN-AB-2 and the retirement of existing CIP-004-AB-5.1, CIP-011-AB-1, and CIP-PLAN-AB-2) which are focused on addressing new cyber security challenges facing the Alberta Interconnected Electric System (AIES).
The purpose of CIP-004-AB-7 is to minimize BES Cyber Systems' risk from unauthorized access by requiring personnel risk assessment, training, and security awareness to protect the Bulk Electric System (BES) against compromise, misoperation, or instability.
CIP-011-AB-3 aims to safeguard BES Cyber System Information (BCSI) by specifying protection requirements, ensuring the security of BES Cyber Systems against compromise that could affect BES stability and operation.
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AESO Reply Letter | February 22, 2024
CLOSED: This discussion has concluded.Purpose
On December 21, 2023, the AESO issued a consultation letter regarding proposed CIP-004-AB-7 & CIP-011-AB-3 and requested Stakeholder comments on the same. For additional information, please see the Consultation Letter.
AESO Reply to Stakeholders
On January 31, 2024, the AESO posted written Stakeholder comments received regarding CIP-004-AB-7, CIP-011-AB-3, CIP-PLAN-AB-3, draft amended AESO ID #2015-003RS, Guidance Information for CIP Standards (“ID #2015-003RS”), and the related Reliability Standard Audit Worksheets.
AESO Reply Letter Materials
Can be found in the AESO Materials section.
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Written Consultation 2 | December 21, 2023 - January 24, 2024
CLOSED: This discussion has concluded.Purpose
The AESO is seeking a second round of comments from stakeholders on the drafts of CIP-004-AB-7 and CIP-011-AB-3 to understand to key questions and concerns relating to reliability standard content, implementation or compliance. For additional information, please see the Consultation Letter.
Request for Feedback
The AESO values stakeholder input and invites all interested stakeholders to provide their feedback on CIP-004-AB-7 and CIP-011-AB-3 via the following Stakeholder Feedback Survey on or before January 24, 2024. Please be as specific as possible with your responses. Thank you for your input.
Written Consultation materials
Can be found in the AESO Materials section.
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Reliability Standards Workshop | November 28, 2023
CLOSED: This discussion has concluded.Purpose
The purpose of the session is to engage stakeholders in discussions on CIP-004-AB-7 and CIP-011-AB-3 and the retirement of CIP-004-AB-5.1 and CIP-011-AB-1. Session objectives include addressing Stakeholder questions and concerns on CIP-004-AB-7 and CIP-011-AB-3 related to:
- Updates to Standard requirements between CIP-004-AB-5.1 to CIP-004-AB-7 and CIP-011-AB-1 to CIP-011-AB-3;
- Draft Reliability Standard Audit Worksheets; and
- Effective dates and Early Compliance options.
- Open Discussion on Methods to Mitigate Confidentiality Risk
RSW Materials
Can be found in the AESO Materials Section
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Written Consultation | September 26 - October 17, 2023
CLOSED: This discussion has concluded.Purpose
The AESO is seeking an initial round of comments from stakeholders on the drafts of CIP-004-AB-7 and CIP-011-AB-3 to understand to key questions and concerns relating to reliability standard content, implementation or compliance. For additional information, please see the Consultation Letter.
Request for Feedback
Thank you to all Stakeholders who participated in this consultation.
Written Consultation materials
Can be found in the AESO Materials section.
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Level of Engagement
Consult: Gather input and feedback from stakeholders
Refer to the AESO’s Engagement Framework for our approach to engagement
Lifecycle
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Written Consultation | Sept 26 - Oct 17, 2023
CIP-004-AB-7 & CIP-011-AB-3 has finished this stageGather written feedback from Stakeholders on CIP-004-AB-7 and CIP-011-AB-3 materials
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Review and Analysis | October 2023
CIP-004-AB-7 & CIP-011-AB-3 has finished this stageReview and consider submissions in preparation for RSW to address stakeholder written comments.
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Reliability Standards Workshop | November 7, 2023
CIP-004-AB-7 & CIP-011-AB-3 has finished this stageWorkshop to engage stakeholders in discussions and answer questions on CIP-004-AB-7, CIP-011-AB-3, and CIP-PLAN-AB-3
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Review and Analysis | November 2023
CIP-004-AB-7 & CIP-011-AB-3 has finished this stageReview and consider RSW stakeholder feedback as the AESO refines the draft standards, RSAWs and supporting material.
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Written Consultation 2 | Dec 2023 - Jan 2024
CIP-004-AB-7 & CIP-011-AB-3 has finished this stageGather final written feedback from Stakeholders on CIP-004-AB-7, CIP-011-AB-3, and CIP-PLAN-3.
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Forward to Commission | March 2024
CIP-004-AB-7 & CIP-011-AB-3 is currently at this stageForward final CIP-004-AB-7, CIP-011-AB-3, and CIP-PLAN-AB-3 and supporting materials to the Commission.
AESO Materials
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AESO Reply Letter | Feb 22, 2024
- AESO Reply Letter [Posted: Feb 22, 2024] (251 KB) (pdf)
- Blackline Copy of CIP-004-AB-7 RSAW [Posted: Feb 22, 2024] (1.3 MB) (pdf)
- Blackline Copy of CIP-011-AB-1 to CIP-011-AB-3 [Posted: Feb 22, 2024] (324 KB) (pdf)
- Blackline Copy of CIP-004-AB-5.1 to CIP-004-AB-7 [Posted: Feb 22, 2024] (432 KB) (pdf)
- Blackline Copy of CIP-011-3 to CIP-011-AB-3 [Posted: Feb 22, 2024] (302 KB) (pdf)
- Blackline Copy of CIP-004-7 to CIP-004-AB-7 [Posted: Feb 22, 2024] (486 KB) (pdf)
- Blackline Copy of CIP-PLAN-AB-2 to CIP-PLAN-AB-3 [Posted: Feb 22, 2024] (159 KB) (pdf)
- Blackline Copy of ID 2015-003RS to Future Amended ID 2015-003RS [Posted: Feb 22, 2024] (336 KB)
- Clean Copy of CIP-PLAN-AB-3 - 2024-02-22 [Posted: Feb 22, 2024] (157 KB) (pdf)
- Clean Copy of CIP-011-3 to CIP-011-AB-3 [Posted: Feb 22, 2024] (232 KB) (pdf)
- Clean Copy of CIP-004-7 to CIP-004-AB-7 - 2024-02-22 [Posted: Feb 22, 2024] (264 KB) (pdf)
- Clean Copy of CIP-011-AB-3 RSAW [Posted: Feb 22, 2024] (279 KB) (pdf)
- Clean Copy of ID 2015-003RS [Posted: Feb 22, 2024] (329 KB) (pdf)
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Written Consultation 2 | Dec 21, 2023 - Jan 24, 2024
- Consultation Letter [Posted: Dec 21, 2023] (272 KB) (pdf)
- Concordance Document [Posted: Dec 21, 2023] (1.09 MB) (pdf)
- Blackline Copy of CIP-004-AB-7 NERC to Final [Posted: Dec 21, 2023] (469 KB) (pdf)
- Blackline Copy of CIP-011-AB-3 NERC to Final [Posted: Dec 21, 2023] (300 KB) (pdf)
- Blackline Copy of CIP-004-AB-5.1 to CIP-004-AB-7 [Posted: Dec 21, 2023] (436 KB) (pdf)
- Blackline Copy of CIP-011-AB-1 to CIP-011-AB-3 [Posted: Dec 21, 2023] (328 KB) (pdf)
- Blackline Copy of CIP-PLAN-AB-2 to CIP-PLAN-AB-3 [Posted: Dec 21, 2023] (164 KB) (pdf)
- Clean Copy of CIP-004-AB-7 [Posted: Dec 21, 2023] (276 KB) (pdf)
- Clean Copy of CIP-011-AB-3 [Posted: Dec 21, 2023] (203 KB) (pdf)
- Clean Copy of CIP-PLAN-AB-3 [Posted: Dec 21, 2023] (208 KB) (pdf)
- Existing CIP-004-AB-5.1 [Posted: Dec 21, 2023] (424 KB) (pdf)
- Existing CIP-011-AB-1 [Posted: Dec 21, 2023] (360 KB) (pdf)
- Existing CIP-PLAN-AB-2 [Posted: Dec 21, 2023] (177 KB) (pdf)
- CIP-004-AB-7_RSAW [Posted: Dec 21, 2023] (1.19 MB) (pdf)
- CIP-011-AB-3_RSAW [Posted: Dec 21, 2023] (932 KB) (pdf)
- Blackline Copy of Draft ID 2015-003RS [Posted: Dec 21, 2023] (322 KB) (pdf)
- Clean Copy of ID #2015-003RS [Posted: Dec 21, 2023] (965 KB) (pdf)
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Reliability Standards Workshop | November 28, 2023
- RSW Discussion Summary [Posted: December 15, 2023] (442 KB) (pdf)
- Invitation [Posted: November 7, 2023; Updated: November 27, 2023] (252 KB) (pdf)
- Presentation [Posted: Nov 21, 2023] (1.21 MB) (pdf)
- Blackline copy of ID #2015-003RS - Sept 26, 2023 to Nov 21, 2023 [Posted: Nov 21, 2023] (325 KB) (pdf)
- Clean copy of CIP-PLAN-AB-3 [Posted: Nov 21, 2023] (181 KB) (pdf)
- Clean copy of ID #2015-003RS [Posted: Nov 21, 2023] (324 KB) (pdf)
- Blackline copy of CIP-PLAN-AB-3 - Sept 16, 2023 to Nov 21, 2023 [Posted: Nov 21, 2023] (182 KB) (pdf)
- CIP-004-AB-7_RSAW [Posted: Nov 21, 2023] (525 KB) (pdf)
- AESO Replies to Stakeholder Feedback | November 8, 2023
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Written Consultation | Sept 26 - Oct 17, 2023
- Consultation Letter [Posted: September 26, 2023] (245 KB) (pdf)
- Concordance Document [Posted: September 26, 2023] (345 KB) (pdf)
- CIP-004-AB-7 Blackline from NERC CIP-004-7 [Posted: September 26, 2023] (371 KB) (pdf)
- CIP-011-AB-3 Blackline from NERC CIP-011-3 [Posted: September 26, 2023] (189 KB) (pdf)
- CIP-PLAN-AB-3 Blackline from CIP-PLAN-AB-2 [Posted: September 26, 2023] (154 KB) (pdf)
- ID 2015-003RS Blackline [Posted: September 26, 2023] (292 KB) (pdf)
- CIP-004-AB-7 Clean [Posted: September 26, 2023] (234 KB) (pdf)
- CIP-011-AB-3 Clean [Posted: September 26, 2023] (175 KB) (pdf)
- ID 2015-003RS Clean [Posted: September 26, 2023] (283 KB) (pdf)
- CIP-PLAN-AB-3 Clean.pdf (167 KB) (pdf)
- CIP-004-AB-5.1 [Posted: September 26, 2023] (424 KB) (pdf)
- CIP-011-AB-1 [Posted: September 26, 2023] (360 KB) (pdf)
- CIP-004-AB-7 RSAW [Posted: September 26, 2023] (1.87 MB) (pdf)
- CIP-011-AB-3 RSAW [Posted: September 26, 2023] (961 KB) (pdf)
Contact Us
If you have any other questions, please contact ars_comments@aeso.ca.